I’m currently working with an AIM listed Financial Services Group, the company has been going through consistent growth over the last few years and recently decided to launch a new division focused on Asset Management. This division is the area of focus for the group and is where the majority of your time and effort will be. CF10 and CF11 responsibilities will be taken on for the Asset Manage division and oversight of the other parts of the business.
• Take group oversight of the compliance function
• Take control of the CF10 and CF11 responsibilities for the Asset Management division
• Take control of the MiFID II programme
• Qualified Lawyer
• University education
• Experience working within the Asset Management industry
• Compliance background