A fast growing, forward thinking London wealth manager is growing their compliance function and looking for a Senior Financial Crime Officer to undertake many of the duties of an MLRO.
Oversight and management of KYC reviews, approvals and financial crime monitoring;
To manage, approve and coordinate the on-boarding clients and broker-counterparties;
Carrying out of Compliance Monitoring
Draft and submit monthly regulatory reports which are disseminated to the Board
Oversee all elements of regulatory policy and procedures
On-boarding of Appointed Representatives and Tied Agents
Financial Crime, AML and KYC experience within an asset manager or wealth manager.